Series 7 – General Securities Representative Exam: the practice module
Exam body: FINRA. Verified for General Securities Representative Qualification Examination (Series 7) Content Outline (FINRA, © 2025) on October 20, 2026.
What it covers
Covers: standard multiple-choice questions written to this exam’s outline, format and timing.
Does not cover: nothing else; the real exam is multiple-choice throughout.
Question format
- Every question has exactly 4 options.
- One correct answer per question.
- Not allowed as an option: “all of the above”, “none of the above”.
Exam mode
The real exam is 130 questions in 225 minutes. Exam mode keeps that pace for any number of questions.
Topics
The official topic list, as the exam body names it. Your questions must use these names; the coverage dashboard compares your set to each topic’s official weight.
| Topic | Weight | Subtopics |
|---|---|---|
| Seeks Business for the Broker-Dealer from Customers and Potential Customers | 7% | Contacts current and potential customers in person and by telephone, mail and electronic means · Describes investment products and services to current and potential customers with the intent of soliciting business |
| Opens Accounts After Obtaining and Evaluating Customers' Financial Profile | 9% | Informs customers of the types of accounts and provides disclosures regarding various account types and restrictions · Obtains and updates customer information and documentation, including required legal documents · Makes reasonable efforts to obtain customer investment profile information · Obtains supervisory approvals required to open accounts |
| Provides Customers with Information About Investments, Makes Recommendations | 73% | Provides customers with information about investment strategies, risks and rewards · Reviews and analyzes customers' investment profiles and product options · Provides required disclosures regarding investment products and their characteristics, risks, services and expenses · Communicates with customers about account information, processes requests and retains documentation |
| Obtains and Verifies Customers' Purchase and Sales Instructions and Agreements | 11% | Provides current quotes · Processes and confirms customers’ transactions pursuant to regulatory requirements · Informs the appropriate supervisor and assists in the resolution of discrepancies, disputes, errors and complaints · Addresses margin issues |
Trademarks
DoMcq is an independent practice tool. It is not affiliated with, endorsed by, sponsored by or approved by any exam body. Exam names are used only to say which exam a module is for. DoMcq holds no exam content: a module is the exam body's published topic names, the question format, the exam's timing, its published weights and a prompt, and every question in DoMcq is a student's own. The marks below belong to their owners. Trademarks
DoMcq is an independent practice tool and is not affiliated with, sponsored by or endorsed by the Financial Industry Regulatory Authority, Inc. (FINRA); the names are used only to identify the exam. FINRA®, Securities Industry Essentials® and SIE® are registered trademarks of the Financial Industry Regulatory Authority, Inc.
Use it
Practice the questions you already have: a PDF or Word file of multiple-choice questions, from a class or a study group, becomes a timed practice test here, with your own AI doing the copying. Every step, with pictures: How to turn a PDF or Word file of multiple-choice questions into a timed practice test.
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