Series 7 – General Securities Representative Exam practice questions: the prompt for ChatGPT, Claude and Gemini

Copy a prompt into ChatGPT, Claude, Gemini or any other AI. Each asks for Series 7 – General Securities Representative Exam questions in the domcq/1 format, with the exam’s official topic names and question format, and nothing else.

What do you want your AI to do?

Your AI writes them to the exam’s outline and format.

You are writing exam-style multiple-choice practice questions for me. I am preparing for Series 7 – General Securities Representative Exam, set by FINRA. Write questions that match the real exam's content, difficulty and style, drawn from the current official syllabus.

Write 20 questions. Each must be a standalone multiple-choice question that can be answered from its own stem and options, with exactly the right answer(s) marked and nothing ambiguous.

Set each question's `topic` to one of these names, copied exactly (same words, same capitalization; these are the only topic names the import accepts):
- Seeks Business for the Broker-Dealer from Customers and Potential Customers (subtopics: Contacts current and potential customers in person and by telephone, mail and electronic means; Describes investment products and services to current and potential customers with the intent of soliciting business)
- Opens Accounts After Obtaining and Evaluating Customers' Financial Profile (subtopics: Informs customers of the types of accounts and provides disclosures regarding various account types and restrictions; Obtains and updates customer information and documentation, including required legal documents; Makes reasonable efforts to obtain customer investment profile information; Obtains supervisory approvals required to open accounts)
- Provides Customers with Information About Investments, Makes Recommendations (subtopics: Provides customers with information about investment strategies, risks and rewards; Reviews and analyzes customers' investment profiles and product options; Provides required disclosures regarding investment products and their characteristics, risks, services and expenses; Communicates with customers about account information, processes requests and retains documentation)
- Obtains and Verifies Customers' Purchase and Sales Instructions and Agreements (subtopics: Provides current quotes; Processes and confirms customers’ transactions pursuant to regulatory requirements; Informs the appropriate supervisor and assists in the resolution of discrepancies, disputes, errors and complaints; Addresses margin issues)
Where subtopics are listed, set `subtopic` to one of them; otherwise choose a short, specific `subtopic` of your own or leave it out.

Spread the questions across the topics in the real exam's proportions, about:
- Seeks Business for the Broker-Dealer from Customers and Potential Customers: 1 (7% of the real exam)
- Opens Accounts After Obtaining and Evaluating Customers' Financial Profile: 2 (9% of the real exam)
- Provides Customers with Information About Investments, Makes Recommendations: 15 (73% of the real exam)
- Obtains and Verifies Customers' Purchase and Sales Instructions and Agreements: 2 (11% of the real exam)

Give each question exactly 4 options. Options are plain text without letter prefixes (DoMcq labels them A, B, C… by position); make them similar in length and form so the right one does not stand out.
Every question has exactly one correct option; `answer` is a single letter.
Never use these as an option: "all of the above", "none of the above". Avoid "both A and B" style options too.

Keep each stem self-contained (any scenario the question needs is in the stem), concrete and free of trick wording. Do not refer to other questions, images, tables or exhibits.

Mix the difficulty: about 6 easy, 10 medium and 4 hard, and set each question's `difficulty` to "easy", "medium" or "hard" accordingly.

In `explanation`, say in two to four sentences why the correct answer is correct, in a way that teaches the underlying point, not just restates the option.

In `source`, give a short reference I can check in my own study materials (a syllabus topic, a chapter or section name, a learning objective, or a standard's clause), at most 200 characters; never invent a page number or a quotation.

Leave out `rationales` and `id`.

Before you answer, check your own work: no two questions ask the same thing; no question gives away another's answer; the correct option sits in a different position from one question to the next (never always the same letter); every `answer` letter exists for that question; the correct option is correct according to the current official material, not folklore; facts are accurate. Fix anything you find.

Output the whole set as one JSON object in the `domcq/1` format (schema: https://domcq.com/schema/v1; this is the import format of https://domcq.com):

```json
{
  "format": "domcq/1",
  "exam": "finra-series-7",
  "set": "Series 7 – General Securities Representative Exam practice – [a short name for this set]",
  "questions": [
    {
      "stem": "[the question, 10–2000 characters]",
      "options": [
        "[option 1]",
        "[option 2]",
        "[option 3]",
        "[option 4]"
      ],
      "answer": "B",
      "explanation": "[why the correct answer is correct, 1–3000 characters]",
      "topic": "Seeks Business for the Broker-Dealer from Customers and Potential Customers",
      "subtopic": "[optional, more specific]",
      "difficulty": "medium",
      "source": "[a reference I can check]"
    }
  ]
}
```

Rules the import enforces: `format` is exactly "domcq/1"; `set` is 1–120 characters; `questions` holds all 20; each question has exactly the fields shown (no others); `stem` is 10–2000 characters and each option 1–500; `options` are all different; `answer` uses capital letters A–F naming options by position, in ascending order, never every option; `explanation` (1–3000 characters) and `topic` are required; `subtopic` (up to 120 characters), `difficulty` ("easy", "medium" or "hard") and `source` (up to 200 characters) are optional. Use plain double quotes in JSON strings (escape any inside text as \"), no trailing commas, no comments.

Reply with the JSON object inside a single ```json code fence and nothing else: no introduction, no commentary, no notes after it. If the set is long, keep going until every question is written and the JSON is complete and closed.

Then

  1. Paste the prompt into your AI and wait for the whole JSON file. If it stops early, ask it to continue from where it stopped and finish the JSON.
  2. Copy the AI’s reply and paste it at domcq.com/import. DoMcq checks the file and shows exactly what to fix, if anything, as a message you paste back to your AI.
  3. Save, then practice: tutor mode, exam mode with the real exam’s timing, and progress by topic.

Go to importAbout the Series 7 – General Securities Representative Exam moduleSign up and practicePrompts for every exam

DoMcq runs no AI. It never writes, fixes or explains questions; your AI does the writing, DoMcq makes the questions count.

The format is open: domcq/1, with a published JSON Schema at https://domcq.com/schema/v1.

DoMcq is an independent practice tool. It is not affiliated with, endorsed by, sponsored by or approved by any exam body. Exam names are used only to say which exam a module is for. DoMcq holds no exam content: a module is the exam body's published topic names, the question format, the exam's timing, its published weights and a prompt, and every question in DoMcq is a student's own. The marks below belong to their owners. Trademarks

DoMcq is an independent practice tool and is not affiliated with, sponsored by or endorsed by the Financial Industry Regulatory Authority, Inc. (FINRA); the names are used only to identify the exam. FINRA®, Securities Industry Essentials® and SIE® are registered trademarks of the Financial Industry Regulatory Authority, Inc.